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Filing Details

Accession Number:: 0001209191-21-047200
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-19 17:06:11
Reporting Period:: 2021-07-15

Accepted Time:: 2021-07-19 17:06:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1788037	K Christopher Kramer	C/O Okta 100 First St, Suite 600 San Francisco CA 94105	Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-07-15	3,333	$0.00	13,142	No	4	C	Direct
Class A Common Stock	Disposition	2021-07-15	3,333	$242.94	9,809	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-07-15	3,333	$0.00	3,333	$9.74
Class A Common Stock	Class B Common Stock	Acquisiton	2021-07-15	3,333	$0.00	3,333	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-07-15	3,333	$0.00	3,333	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,668	2027-01-22	No	4	M	Direct
3,333		No	4	M	Direct
0		No	4	C	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Employee Stock Option (Right to Buy)	$103.69	2029-09-18	3,187	3,187	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$142.47	2030-04-14	7,590	7,590	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$274.96	2031-04-21	3,184	3,184	Direct
Class A Common Stock	Restricted Stock Units	$0.00		4,487	4,487	Direct
Class A Common Stock	Restricted Stock Units	$0.00		2,799	2,799	Direct
Class A Common Stock	Restricted Stock Units	$0.00		792	792	Direct
Class A Common Stock	Restricted Stock Units	$0.00		2,470	2,470	Direct
Class A Common Stock	Restricted Stock Units	$0.00		1,937	1,937	Direct
Class A Common Stock	Restricted Stock Units	$0.00		1,348	1,348	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-09-18	3,187	3,187	Direct
2030-04-14	7,590	7,590	Direct
2031-04-21	3,184	3,184	Direct
	4,487	4,487	Direct
	2,799	2,799	Direct
	792	792	Direct
	2,470	2,470	Direct
	1,937	1,937	Direct
	1,348	1,348	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The shares subject to the option are fully vested and exercisable by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option shall vest on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.