Filing Details
- Accession Number:
- 0001562180-21-004974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-19 15:03:03
- Reporting Period:
- 2021-07-15
- Accepted Time:
- 2021-07-19 15:03:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 911962278 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259867 | W Gregory Becker | 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-30 | 64 | $329.24 | 71,892 | No | 5 | A | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2021-07-15 | 5,000 | $129.81 | 76,892 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2021-07-15 | 5,000 | $129.81 | 81,892 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2021-07-15 | 6,237 | $129.81 | 88,129 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 360 | $574.38 | 87,769 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 907 | $576.62 | 86,862 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 619 | $577.87 | 86,243 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 334 | $579.11 | 85,909 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 1,277 | $580.21 | 84,632 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 784 | $581.61 | 83,848 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 1,948 | $582.71 | 81,900 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 686 | $584.45 | 81,214 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 39 | $584.76 | 81,175 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 4,300 | $587.06 | 76,875 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 4,514 | $587.89 | 72,361 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 93 | $589.40 | 72,268 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 221 | $590.01 | 72,047 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2021-07-15 | 155 | $591.47 | 71,892 | No | 4 | S | Indirect | Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2021-07-15 | 5,000 | $0.00 | 5,000 | $129.81 |
Common Stock | Stock Option | Disposition | 2021-07-15 | 5,000 | $0.00 | 5,000 | $129.81 |
Common Stock | Stock Option | Disposition | 2021-07-15 | 6,237 | $0.00 | 6,237 | $129.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,237 | 2022-05-01 | No | 4 | M | Direct | |
6,237 | 2022-05-01 | No | 4 | M | Direct | |
0 | 2022-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,167 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- This transaction was executed in multiple trades at prices ranging from $587.57 to $588.25; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $588.60 to $589.50; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $589.93 to $590.05; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $591.33 to $591.53; the price reported above reflects the weighted average sale price.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021.
- 25%/4yr beginning on 01-May-2015.
- These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 9, 2021.
- This transaction was executed in multiple trades at prices ranging from $576.35 to $577.15; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $578.98 to $579.86; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $580.14 to $580.89; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $581.18 to $581.68; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $582.20 to $583.10; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $583.66 to $584.48; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $586.55 to $587.54; the price reported above reflects the weighted average sale price.