Filing Details
- Accession Number:
- 0000898432-21-000575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-16 21:08:52
- Reporting Period:
- 2021-07-14
- Accepted Time:
- 2021-07-16 21:08:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1562051 | Neuberger Berman Mlp & Energy Income Fund Inc. | NML | () | 462081430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572555 | A. Douglas Rachlin | C/O Neuberger Berman Investment Advisers 1290 Avenue Of The Americas New York NY 10158 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock | Acquisiton | 2021-07-14 | 50,000 | $4.85 | 110,000 | No | 4 | P | Direct | |
| Shares Of Common Stock | Acquisiton | 2021-07-16 | 25,000 | $4.74 | 135,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Shares Of Common Stock | 150,000 | Indirect | Douglas A Rachlin 2020 Family Trust |
Footnotes
- The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7850 to $4.9200. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7250 to $4.7400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
