Filing Details
- Accession Number:
- 0001679788-21-000013
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-07-16 20:17:00
- Reporting Period:
- 2021-04-14
- Accepted Time:
- 2021-07-16 20:17:00
- Original Submission Date:
- 2021-04-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1679788 | Coinbase Global Inc. | COIN | Finance Services (6199) | 464707224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1851558 | Surojit Chatterjee | C/O Coinbase Global, Inc. Not Applicable DE | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-04-14 | 160,000 | $18.71 | 165,344 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-04-14 | 165,344 | $0.00 | 0 | No | 5 | G | Direct | |
| Class A Common | Acquisiton | 2021-04-14 | 165,344 | $0.00 | 165,344 | No | 5 | G | Indirect | By The Chatterjee Family Revocable Trust |
| Class A Common | Disposition | 2021-04-14 | 135,000 | $381.00 | 30,344 | No | 4 | S | Indirect | By The Chatterjee Family Revocable Trust |
| Class A Common | Disposition | 2021-04-14 | 25,000 | $418.00 | 5,344 | No | 4 | S | Indirect | By The Chatterjee Family Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By The Chatterjee Family Revocable Trust |
| No | 4 | S | Indirect | By The Chatterjee Family Revocable Trust |
| No | 4 | S | Indirect | By The Chatterjee Family Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-14 | 160,000 | $18.71 | 160,000 | $18.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,836,692 | 2030-02-04 | No | 4 | M | Direct |
Footnotes
- These shares are held of record by The Chatterjee Family Revocable Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees. The Reporting Person disclaims beneficial ownership of the shares owned by The Chatterjee Family Revocable Trust, except to the extent of his pecuniary interest therein, if any.
- The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.
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