Filing Details
- Accession Number:
- 0001104659-21-093170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-16 18:29:47
- Reporting Period:
- 2021-07-15
- Accepted Time:
- 2021-07-16 18:29:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297184 | Amphastar Pharmaceuticals Inc. | AMPH | Pharmaceutical Preparations (2834) | 330702205 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1743927 | Yakob Liawatidewi | C/O Amphastar Pharmaceuticals, Inc. 11570 6Th Street Rancho Cucamonga CA 91730 | Evp Corp Admin Center | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-15 | 23,352 | $13.35 | 77,927 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-07-15 | 7,674 | $13.03 | 85,601 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-15 | 31,524 | $20.01 | 54,077 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-07-15 | 23,352 | $0.00 | 23,352 | $13.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-07-15 | 7,674 | $0.00 | 7,674 | $13.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-03-16 | No | 4 | M | Direct | |
| 36,176 | 2030-03-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,459 | Indirect | See footnote |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.80 to $20.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The reported shares are held of record by the Yakob and Sunmoon Trust dated July 25, 2013 for which the reporting person serves as a trustee.
- Shares subject to the option are fully vested and immediately exercisable.
- Shares subject to the option vest in four equal annual installments beginning on March 16, 2021.
Billionaire Hedge Funds
