Home > Insider Trading > Filing (0001179110-21-007501)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1466538	Cowen Inc.	COWN	Security Brokers, Dealers & Flotation Companies (6211)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1576457	J John Holmes	Cowen Inc. 599 Lexington Avenue New York NY 10022	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-07-13	7,885	$40.12	211,069	No	4	S	Direct
Class A Common Stock	Disposition	2021-07-14	3,181	$40.55	207,888	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

The shares of common stock were sold pursuant to a 10b5-1 trading plan.
The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.96. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $40.00 to $41.48. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.