Filing Details
- Accession Number:
- 0000899243-21-028554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-15 19:17:01
- Reporting Period:
- 2019-07-25
- Accepted Time:
- 2021-07-15 19:17:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1634038 | Prosight Global Inc. | PROS | Fire, Marine & Casualty Insurance (6331) | 352405664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1783109 | Anthony Arnold | C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY 10282 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-07-25 | 10,000 | $16.00 | 1,394,956 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Disposition | 2019-07-25 | 10,000 | $16.00 | 1,384,956 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Acquisiton | 2019-10-15 | 1,074 | $17.33 | 17,006,651 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Disposition | 2019-10-15 | 1,074 | $17.33 | 17,005,577 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Acquisiton | 2020-03-05 | 2,000 | $13.81 | 17,007,247 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Disposition | 2020-03-05 | 2,000 | $13.81 | 17,005,247 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Acquisiton | 2020-07-27 | 200 | $8.69 | 17,006,124 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Disposition | 2020-07-27 | 200 | $8.69 | 17,005,924 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-04-30 | 9,183 | $0.00 | 17,005,532 | No | 4 | C | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2021-04-30 | 9,183 | $0.00 | 9,183 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,043 | No | 4 | C | Indirect |
Footnotes
- These transactions in the common stock (the "Common Stock") of ProSight Global, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.
- Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) will be remitted to the Issuer.
- The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. (the "GS Group").
- Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 17,005,532 shares of the Common Stock of the Issuer by reason of the direct or indirect beneficial ownership of Common Stock by certain investment entities (the "GS Funds") because GS Group, or affiliates of GS Group and Goldman Sachs, are the general partner, managing general partner, managing partner, managing member or member of the GS Funds. Goldman Sachs is the investment manager of certain of the GS Funds. GS Group also directly owns 9,183 shares of Common Stock.
- The Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
- Represents the automatic conversion of 9,183 vested Restricted Stock Units ("RSUs") awarded to Magnus Helgason pursuant to the non-employee director compensation policy of the Issuer for his service as a director of the Issuer into 9,183 shares of Common Stock in connection with Mr. Helgason's departure from the Issuer's board of directors. Mr. Helgason held the RSUs on behalf of GS Group.
- Represents 11,043 RSUs held by Anthony Arnold on behalf of GS Group.