Filing Details
- Accession Number:
- 0001209191-21-046615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-13 19:27:59
- Reporting Period:
- 2021-07-09
- Accepted Time:
- 2021-07-13 19:27:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1577526 | C3.Ai Inc. | AI | Services-Prepackaged Software (7372) | 263999357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1834429 | Houman Behzadi | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-07-09 | 70,000 | $1.86 | 301,608 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-07-09 | 36,340 | $57.97 | 265,268 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-07-09 | 33,660 | $58.79 | 231,608 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-07-09 | 70,000 | $0.00 | 70,000 | $1.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 294,668 | 2027-06-07 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to a previously established Rule 10b5-1 Plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $57.46 to $58.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $58.46 to $59.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
Billionaire Hedge Funds
