Filing Details

Accession Number:
0001415889-21-003597
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-13 18:02:10
Reporting Period:
2021-07-09
Accepted Time:
2021-07-13 18:02:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646649 Jonathan Sheena C/O Natera, Inc.
13011 Mccallen Pass Building A Suite 100
Austin TX 78753
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-09 378 $5.40 456,008 No 4 M Direct
Common Stock Acquisiton 2021-07-09 346 $9.59 456,354 No 4 M Direct
Common Stock Acquisiton 2021-07-09 2,200 $10.41 458,554 No 4 M Direct
Common Stock Acquisiton 2021-07-09 2,623 $9.29 461,177 No 4 M Direct
Common Stock Disposition 2021-07-09 5,547 $121.00 455,630 No 4 S Direct
Common Stock Acquisiton 2021-07-12 65 $5.40 455,695 No 4 M Direct
Common Stock Acquisiton 2021-07-12 32 $9.59 455,727 No 4 M Direct
Common Stock Acquisiton 2021-07-12 488 $10.41 456,215 No 4 M Direct
Common Stock Acquisiton 2021-07-12 784 $9.29 456,999 No 4 M Direct
Common Stock Disposition 2021-07-12 1,201 $121.30 455,798 No 4 S Direct
Common Stock Disposition 2021-07-12 168 $122.68 455,630 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-07-09 378 $0.00 378 $5.40
Common Stock Stock Option (right to buy) Disposition 2021-07-09 346 $0.00 346 $9.59
Common Stock Stock Option (right to buy) Disposition 2021-07-09 2,200 $0.00 2,200 $10.41
Common Stock Stock Option (right to buy) Disposition 2021-07-09 2,623 $0.00 2,623 $9.29
Common Stock Common Stock Disposition 2021-07-12 65 $0.00 65 $5.40
Common Stock Common Stock Disposition 2021-07-12 32 $0.00 32 $9.59
Common Stock Common Stock Disposition 2021-07-12 488 $0.00 488 $10.41
Common Stock Common Stock Disposition 2021-07-12 784 $0.00 784 $9.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,580 2024-12-09 No 4 M Direct
40,432 2026-04-07 No 4 M Direct
36,168 2027-06-08 No 4 M Direct
18,830 2028-03-08 No 4 M Direct
1,515 2024-12-09 No 4 M Direct
40,400 2026-04-07 No 4 M Direct
35,680 2027-06-08 No 4 M Direct
18,046 2028-03-08 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.08 to $121.77 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.17 to $123.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option shares vested fully and became exercisable on November 20, 2019.
  5. The option shares vested fully and became exercisable on April 1, 2020.
  6. The option shares vested fully and became exercisable on March 21, 2021.
  7. The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.