Home > Insider Trading > Filing (0001140361-21-024156)

Filing Details

Accession Number:: 0001140361-21-024156
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-12 21:37:00
Reporting Period:: 2021-07-12

Accepted Time:: 2021-07-12 21:37:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1559053	Prothena Corp Public Ltd Co	PRTA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1242880	S Christopher Henney	C/O Prothena Biosciences Inc 331 Oyster Point Boulevard South San Francisco CA 94080		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Ordinary Shares, Par Value $0.01 Per Share	Acquisiton	2021-07-12	17,500	$9.23	17,500	No	4	M	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	6,228	$53.84	11,272	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	5,886	$54.55	5,386	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	2,475	$55.95	2,911	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	1,634	$56.88	1,277	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	500	$58.21	777	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	600	$59.25	177	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	177	$61.25	0	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Acquisiton	2021-07-12	6,392	$11.33	6,392	No	4	M	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	2,315	$55.26	4,077	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	2,100	$56.56	1,977	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	700	$57.85	1,277	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	800	$58.66	477	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	300	$59.45	177	No	4	S	Direct
Ordinary Shares, Par Value $0.01 Per Share	Disposition	2021-07-12	177	$61.25	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Stock Option (Right to Buy)	Acquisiton	2021-07-12	17,500	$0.00	17,500	$9.23
Ordinary Shares	Stock Option (Right to Buy)	Acquisiton	2021-07-12	6,392	$0.00	6,392	$11.33

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2029-05-22	No	4	M	Direct
11,108		2030-05-20	No	4	M	Direct

Footnotes

The transaction was executed in multiple trades in prices ranging from $53.31 to $54.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $54.31 to $55.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $55.50 to $56.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $56.53 to $57.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $57.93 to $58.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $59.12 to $59.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $55.00 to $55.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $56.00 to $56.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $57.34 to $58.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $58.34 to $59.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The transaction was executed in multiple trades in prices ranging from $59.39 to $59.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The shares subject to the option were fully vested as of the date of the exercise.