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Filing Details

Accession Number:: 0000049071-11-000090
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-06 10:11:23
Reporting Period:: 2011-05-05

Filing Date:: 2011-05-06
Accepted Time:: 2011-05-06 10:11:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103605	S Heidi Margulis	Humana Inc. 500 West Main Street Louisville KY 40202	Senior V.p. - Public Affairs	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2011-05-05	4,466	$32.70	40,903	No	4	M	Direct
Humana Common	Acquisiton	2011-05-05	4,085	$41.83	44,988	No	4	M	Direct
Humana Common	Disposition	2011-05-05	5,493	$75.67	39,495	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2011-05-05	4,466	$32.70	4,466	$32.70
Humana Common	Options	Disposition	2011-05-05	4,085	$41.83	4,085	$41.83
Humana Common	Restricted Stock Units	Acquisiton	2011-05-05	2,355	$0.17	2,355	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-02-24	No	4	M	Direct
2,043	2016-02-19	No	4	M	Direct
2,355		No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	6,696	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$53.96	2013-02-23	3,808	3,808	Direct
Humana Common	Options	$62.10	2014-02-22	4,758	4,758	Direct
Humana Common	Options	$69.48	2015-02-21	5,130	5,130	Direct
Humana Common	Restricted Stock Units	$0.00		4,095	4,095	Direct
Humana Common	Phantom Stock Units	$0.00		348	348	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2013-02-23	3,808	3,808	Direct
2014-02-22	4,758	4,758	Direct
2015-02-21	5,130	5,130	Direct
	4,095	4,095	Direct
	348	348	Indirect

Footnotes

Stock units held for reporting person's benefit as of April 30, 2011 under the Humana Retirement & Savings Plan, including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/24/05, NQ options vesting in three increments from 2/24/06 to 2/24/08, and ISO's vesting on 2/24/08.
Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/18/10, 100% of the award is vesting on 2/18/13.
Restricted stock units granted to reporting person on 5/5/11, 100% of the award is vesting on 5/5/14.
Phantom Stock Units held for the benefit of reporting person as of April 30, 2011 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Excess Plan exempt under Rule 16b-3(c and d).