Filing Details
- Accession Number:
- 0000899243-21-028100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-12 16:15:13
- Reporting Period:
- 2021-07-08
- Accepted Time:
- 2021-07-12 16:15:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1622148 | Highland Global Allocation Fund | HGLB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1606636 | J Robert Froehlich | 2515 Mckinney Avenue, Suite 1100 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-08 | 3,600 | $9.15 | 6,216 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2021-07-08 | 758 | $9.15 | 3,415 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Footnotes
- These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.
- These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.
Billionaire Hedge Funds
