Filing Details
- Accession Number:
- 0000899243-21-028041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-09 19:00:23
- Reporting Period:
- 2021-06-15
- Accepted Time:
- 2021-07-09 19:00:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1777393 | Chargepoint Holdings Inc. | CHPT | Miscellaneous Transportation Equipment (3790) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1839057 | S Neil Suslak | 350 Madison Avenue, 23Rd Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-15 | 22,337 | $1.25 | 3,053,849 | No | 4 | X | Indirect | See Footnotes |
Common Stock | Disposition | 2021-06-15 | 1,129 | $24.77 | 3,052,720 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Disposition | 2021-06-15 | 22,337 | $0.00 | 22,337 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-02-26 | 2021-06-20 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,830,332 | Indirect | See Footnotes |
Common Stock | 351,151 | Indirect | See Footnotes |
Common Stock | 2,702,655 | Indirect | See Footnotes |
Common Stock | 11,593,882 | Indirect | See Footnotes |
Common Stock | 886,130 | Indirect | See Footnotes |
Footnotes
- The Reporting Person exercised a warrant to purchase 22,337 shares of the Issuer's Common Stock for $1.25 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,129 shares of the Issuer's shares of common stock subject to the warrant to pay the exercise price.
- The Shares are held directly by ChargePoint Investments LLC. (together with the entities listed in footnotes (3)-(7), the "Braemar Funds").
- The Shares are held directly by Braemar ChargePoint Investments III, LLC.
- The Shares are held directly by Braemar CP Investments 2019 LLC.
- The Shares are held directly by Braemar CP Investments II 2020, LLC.
- The Shares are held directly by Braemar Energy Ventures III, L.P.
- The Shares are held directly by ChargePoint Investments II, LLC.
- Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.