Filing Details

Accession Number:
0000899243-21-028041
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-09 19:00:23
Reporting Period:
2021-06-15
Accepted Time:
2021-07-09 19:00:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1777393 Chargepoint Holdings Inc. CHPT Miscellaneous Transportation Equipment (3790) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1839057 S Neil Suslak 350 Madison Avenue, 23Rd Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-15 22,337 $1.25 3,053,849 No 4 X Indirect See Footnotes
Common Stock Disposition 2021-06-15 1,129 $24.77 3,052,720 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2021-06-15 22,337 $0.00 22,337 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-26 2021-06-20 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,830,332 Indirect See Footnotes
Common Stock 351,151 Indirect See Footnotes
Common Stock 2,702,655 Indirect See Footnotes
Common Stock 11,593,882 Indirect See Footnotes
Common Stock 886,130 Indirect See Footnotes
Footnotes
  1. The Reporting Person exercised a warrant to purchase 22,337 shares of the Issuer's Common Stock for $1.25 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,129 shares of the Issuer's shares of common stock subject to the warrant to pay the exercise price.
  2. The Shares are held directly by ChargePoint Investments LLC. (together with the entities listed in footnotes (3)-(7), the "Braemar Funds").
  3. The Shares are held directly by Braemar ChargePoint Investments III, LLC.
  4. The Shares are held directly by Braemar CP Investments 2019 LLC.
  5. The Shares are held directly by Braemar CP Investments II 2020, LLC.
  6. The Shares are held directly by Braemar Energy Ventures III, L.P.
  7. The Shares are held directly by ChargePoint Investments II, LLC.
  8. Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.