Filing Details
- Accession Number:
- 0001246360-11-002368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-05 20:40:27
- Reporting Period:
- 2011-05-04
- Filing Date:
- 2011-05-05
- Accepted Time:
- 2011-05-05 20:40:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188789 | S William Ayer | 19300 International Blvd Seattle WA 98188 | Chair, President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-04 | 26,400 | $27.49 | 64,412 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-04 | 26,400 | $67.00 | 38,012 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-05 | 13,200 | $27.49 | 51,212 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-05 | 13,200 | $68.00 | 38,012 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-05-04 | 26,400 | $0.00 | 26,400 | $27.49 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-05-05 | 13,200 | $0.00 | 13,200 | $27.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,400 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
| 13,200 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 38,012 | Direct | |
| Common Stock | 69 | Indirect | ESOP TRUST |
| Restricted Stock Unit | 85,413 | Direct |
Footnotes
- SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2010.
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NO LONGER SUBJECT TO FORFEITURE.
- SAME-DAY EXERCISE AND SALE OF OPTIONS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 01/26/2011.
- SAME-DAY EXERCISE AND SALE OF OPTIONS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 01/26/2011.
- SAME-DAY EXERCISE AND SALE OF OPTIONS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 01/26/2011.
- SAME-DAY EXERCISE AND SALE OF OPTIONS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 01/26/2011.
- SAME-DAY EXERCISE AND SALE OF OPTIONS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 01/26/2011.
- OPTIONS VEST IN FOUR ANNUAL EQUAL INSTALLMENTS; REMAINING 13200 OPTIONS WILL VEST ON 02/08/12.
- SAME-DAY EXERCISE AND SALE OF OPTIONS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 01/26/2011.
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