Filing Details
- Accession Number:
- 0001209191-21-046030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-08 18:17:32
- Reporting Period:
- 2021-07-06
- Accepted Time:
- 2021-07-08 18:17:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1576885 | Acumen Pharmaceuticals Inc. | ABOS | Biological Products, (No Disgnostic Substances) (2836) | 364108129 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709418 | Iii A John Stalfort | C/O Acumen Pharmaceuticals, Inc. 427 Park Street Charlottesville VA 22902 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-07-06 | 130,180 | $0.00 | 137,324 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-07-06 | 35,000 | $16.00 | 172,324 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-07-06 | 131,595 | $0.00 | 131,595 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred | Disposition | 2021-07-06 | 130,180 | $0.00 | 130,180 | $0.00 |
Common Stock | Series B Preferred | Disposition | 2021-07-06 | 131,595 | $0.00 | 131,595 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect |
Footnotes
- On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and each share of Series B Convertible Preferred Stock converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- The securities are held by Gineane Holly Stalfort, as Trustee of the John A. Stalfort III 2018 Irrevocable Trust under agreement dated as ofOctober 25, 2018.