Filing Details
- Accession Number:
- 0001140361-11-025443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-05 19:34:54
- Reporting Period:
- 2011-05-03
- Filing Date:
- 2011-05-05
- Accepted Time:
- 2011-05-05 19:34:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420031 | Emmaus Holdings Inc. | NONE | Blank Checks (6770) | 412254389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396631 | F Amir Heshmatpour | C/O Afh Holding &Amp; Advisory Llc 9595 Wilshire Blvd., Ste 900 Beverly Hills CA 90212 | Yes | No | Yes | No | |
1414636 | Afh Holding & Advisory, Llc | 9595 Wilshire Boulevard Suite 900 Beverly Hills CA 90212 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-03 | 1,827,750 | $0.00 | 2,872,250 | No | 4 | J | Direct | |
Common Stock | Disposition | 2011-05-03 | 500,000 | $0.00 | 2,372,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 300,000 | Indirect | By Corporation |
Footnotes
- In connection with a merger transaction that closed on May 3, 2011, AFH Holding and Advisory LLC ("AFH Holding") cancelled 1,827,750 shares of common stock, par value $0.001 per share (the "Common Stock"), of the Issuer. AFH Holding did not receive cash consideration for the cancellation of the shares.
- Upon the closing of the merger, AFH Holding transferred 500,000 shares of Common Stock to Mr. Timothy Brasel, pursuant to the terms of a Rescission Agreement, dated February 16, 2011 by and between Mr. Brasel and AFH Holding.
- Represents the aggregate shares of Common Stock owned of record by Amir Heshmatpour, which includes 2,372,250 shares of Common Stock owned by AFH Holding and 300,000 shares of Common Stock owned by Griffin Ventures. Mr. Amir Heshmatpour is the sole owner and manager of both AFH Holding and Griffin Ventures and has sole voting and investment control over the shares of Common Stock owned of record by AFH Holding and Griffin Ventures. Accordingly, he may be deemed a beneficial owner of the 2,372,250 shares of Common Stock owned by AFH Holding and the 300,000 shares of Common Stock owned by Griffin Ventures.
- Represents the shares of Common Stock owned of record and beneficially by Griffin Ventures.