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Filing Details

Accession Number:: 0001104659-21-089928
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-07 21:39:29
Reporting Period:: 2021-06-25

Accepted Time:: 2021-07-07 21:39:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1802450	Lionheart Acquisition Corp. Ii	LCAP	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1793414	Ophir Sternberg	4218 2Nd Avenue Miami FL 33137	President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-06-25	440,000	$10.00	180,000	No	4	P	Indirect	By Lionheart Equities, LLC
Class A Common Stock	Acquisiton	2021-07-04	5,000	$10.00	445,000	No	4	P	Indirect	By Lionheart Equities, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Lionheart Equities, LLC
No	4	P	Indirect	By Lionheart Equities, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2021-06-25	540,000	$0.00	540,000	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-07-04	15,000	$0.00	15,000	$0.00
Class A Common Stock	Warrants to purchase Class A Common Stock	Acquisiton	2021-06-25	90,000	$0.00	90,000	$11.50
Class A Common Stock	Warrants to purchase Class A Common Stock	Acquisiton	2021-07-04	2,500	$0.00	2,500	$11.50

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,202,500	No	4	P	Indirect
5,217,500	No	4	P	Indirect
220,000	No	4	P	Indirect
222,500	No	4	P	Indirect

Footnotes

In connection with Mr. Aman Kapadia's resignation as a director of the issuer, Lionheart Equities, LLC acquired all of the issuer's private placement units and Class B Common Stock held by vehicles and accounts managed by Akaris Global Partners LP, an such entity over which Mr. Kapadia has voting and dispositive power. Each private placement unit consists of one share of Class A Common Stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one Class A Common Stock at a price of $11.50 per share, subject to certain adjustments.
In connection with Mr. Trevor Barran's resignation as a director and chief operating officer of the issuer, Lionheart Equities, LLC acquired all of the issuer's private placement units and Class B Common Stock owned by Mr. Barran. Each private placement unit consists of one share of Class A Common Stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one Class A Common Stock at a price of $11.50 per share, subject to certain adjustments.
Represents securities held by Lionheart Equities, LLC, over which Mr. Sternberg has voting and dispositive power.
As described in the issuer's registration statement on Form S-1 (File No. 333-240130) (the "Registration Statement"), the shares of Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
The warrants become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination and (ii) August 18, 2021.
The warrants expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation, as described in the Registration Statement.