Filing Details
- Accession Number:
- 0001209191-21-045916
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-07 19:02:08
- Reporting Period:
- 2021-07-02
- Accepted Time:
- 2021-07-07 19:02:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1653087 | Alector Inc. | ALEC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1635264 | Robert King | C/O Alector, Inc. 131 Oyster Point Blvd, Suite 600 South San Francisco CA 94080 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-02 | 30,000 | $8.16 | 552,317 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-07-02 | 30,000 | $10.14 | 582,317 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-02 | 60,000 | $31.14 | 522,317 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-07-02 | 30,000 | $0.00 | 30,000 | $8.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-07-02 | 30,000 | $0.00 | 30,000 | $10.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 120,000 | 2028-07-02 | No | 4 | M | Direct | |
| 70,000 | 2028-11-06 | No | 4 | M | Direct |
Footnotes
- The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2020.
- Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.
- One fourth (1/4th) of the shares subject to the option vested on November 1, 2019, and one forty-eighth (1/48th) of the shares subject to the option vest each month thereafter.
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