Filing Details
- Accession Number:
- 0001406666-21-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-07 17:34:16
- Reporting Period:
- 2021-07-07
- Accepted Time:
- 2021-07-07 17:34:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678385 | Michael Weening | C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-07 | 291,581 | $6.38 | 305,166 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-07 | 291,581 | $49.00 | 13,585 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-07-07 | 291,581 | $0.00 | 291,581 | $6.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,000 | 2017-06-27 | 2026-06-27 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
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