Home > Insider Trading > Filing (0001209191-21-045827)

Filing Details

Accession Number:: 0001209191-21-045827
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-07 16:47:51
Reporting Period:: 2021-07-02

Accepted Time:: 2021-07-07 16:47:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235912	Cvrx Inc.	CVRX	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1236049	P L 10 Partners Nea	1954 Greenspring Drive Suite 600 Timonium MD 21093		No	No	Yes	No
1237289	D Scott Sandell	1954 Greenspring Drive Suite 600 Timonium MD 21093		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-07-02	58,175	$0.00	58,175	No	4	C	Indirect	See Note 2
Common Stock	Acquisiton	2021-07-02	57,241	$0.00	115,416	No	4	C	Indirect	See Note 2
Common Stock	Acquisiton	2021-07-02	71,077	$0.00	186,493	No	4	C	Indirect	See Note 2
Common Stock	Acquisiton	2021-07-02	80,178	$0.00	266,671	No	4	C	Indirect	See Note 2
Common Stock	Acquisiton	2021-07-02	83,396	$0.00	350,067	No	4	C	Indirect	See Note 2
Common Stock	Acquisiton	2021-07-02	253,605	$0.00	603,672	No	4	C	Indirect	See Note 2
Common Stock	Acquisiton	2021-07-02	1,196,911	$0.00	1,800,583	No	4	C	Indirect	See Note 2
Common Stock	Acquisiton	2021-07-02	225,500	$18.00	2,026,083	No	4	P	Indirect	See Note 2
Common Stock	Acquisiton	2021-07-02	14,933	$0.00	16,317	No	4	C	Indirect	See Note 4
Common Stock	Acquisiton	2021-07-02	9,333	$0.00	25,650	No	4	C	Indirect	See Note 4
Common Stock	Acquisiton	2021-07-02	10,371	$0.00	36,021	No	4	C	Indirect	See Note 4
Common Stock	Acquisiton	2021-07-02	19,666	$0.00	55,687	No	4	C	Indirect	See Note 4
Common Stock	Acquisiton	2021-07-02	92,951	$0.00	148,638	No	4	C	Indirect	See Note 4
Common Stock	Acquisiton	2021-07-02	24,750	$18.00	173,388	No	4	P	Indirect	See Note 4

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Note 2
No	4	C	Indirect	See Note 2
No	4	C	Indirect	See Note 2
No	4	C	Indirect	See Note 2
No	4	C	Indirect	See Note 2
No	4	C	Indirect	See Note 2
No	4	C	Indirect	See Note 2
No	4	P	Indirect	See Note 2
No	4	C	Indirect	See Note 4
No	4	C	Indirect	See Note 4
No	4	C	Indirect	See Note 4
No	4	C	Indirect	See Note 4
No	4	C	Indirect	See Note 4
No	4	P	Indirect	See Note 4

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-2 Preferred Stock	Disposition	2021-07-02	2,300,708	$0.00	58,175	$0.00
Common Stock	Series B-2 Preferred Stock	Disposition	2021-07-02	2,263,778	$0.00	57,241	$0.00
Common Stock	Series C-2 Preferred Stock	Disposition	2021-07-02	2,810,950	$0.00	71,077	$0.00
Common Stock	Series D-2 Preferred Stock	Disposition	2021-07-02	3,170,896	$0.00	80,178	$0.00
Common Stock	Series E-2 Preferred Stock	Disposition	2021-07-02	3,298,154	$0.00	83,396	$0.00
Common Stock	Series F-2 Preferred Stock	Disposition	2021-07-02	10,029,566	$0.00	253,605	$0.00
Common Stock	Series G Preferred Stock	Disposition	2021-07-02	18,934,168	$0.00	1,196,911	$0.00
Common Stock	Series B-2 Preferred Stock	Disposition	2021-07-02	590,551	$0.00	14,933	$0.00
Common Stock	Series C-2 Preferred Stock	Disposition	2021-07-02	369,115	$0.00	9,333	$0.00
Common Stock	Series D-2 Preferred Stock	Disposition	2021-07-02	410,162	$0.00	10,371	$0.00
Common Stock	Series F-2 Preferred Stock	Disposition	2021-07-02	777,752	$0.00	19,666	$0.00
Common Stock	Series G Preferred Stock	Disposition	2021-07-02	1,470,416	$0.00	92,951	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Upon the closing of the Issuer's initial public offering, each share of Series A-2 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock, Series E-2 Convertible Preferred Stock and Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287.
The securities are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, the sole general partner of NEA 10, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 10 Indirect Reporting Persons"). The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the NEA 10 Indirect Reporting Persons have no pecuniary interest.
Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218.
The securities are directly held by New Enterprise Associates 8A, Limited Partnership ("NEA 8A") and are indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 8A, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 8A Indirect Reporting Persons"). The NEA 8A Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 8A in which the NEA 8A Indirect Reporting Persons have no pecuniary interest.
Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock.