Filing Details
- Accession Number:
- 0001209191-21-045142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-02 18:01:44
- Reporting Period:
- 2021-07-02
- Accepted Time:
- 2021-07-02 18:01:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1583708 | Sentinelone Inc. | S | Services-Prepackaged Software (7372) | 990385461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1605698 | Daniel Scheinman | C/O Sentinelone, Inc. 444 Castro Street, Suite 400 Mountain View CA 94041 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-07-02 | 10,000 | $35.00 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Series A Preferred Stock | Acquisiton | 2021-07-02 | 358,023 | $0.00 | 358,023 | $0.00 |
Class B Common Stock | Series Seed Preferred Stock | Acquisiton | 2021-07-02 | 1,065,126 | $0.00 | 1,065,126 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
358,023 | No | 4 | C | Indirect | ||
1,065,126 | No | 4 | C | Indirect |
Footnotes
- Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Class A Common Stock.
- The Shares of the Issuer's Series A and Series Seed Preferred Stock automatically converted into shares of the Issuer's Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering on July 2, 2021 and had no expiration date.
- Represents the conversion of Series A and Series Seed Preferred Stock held of record by the Dan and Zoe Scheinman Family Trust, Dated 2/23/01 (the "Scheinman Trust") into Class B Common Stock.
- Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding share of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including share of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,
- (continued from footnote 2) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined into the Issuer's restated certificate of incorporation, of Mr. Weingarten.
- These securities are held by the Scheinman Trust. The Reporting Person is the trustee and a beneficiary of the Scheinman Trust and has sole voting and dispositive power over the shares held by the Scheinman Trust.