Filing Details
- Accession Number:
- 0001639691-21-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-01 18:53:59
- Reporting Period:
- 2021-06-29
- Accepted Time:
- 2021-07-01 18:53:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1639691 | Livanova Plc | LIVN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400857 | Jeffrey Daniel Moore | 20 Eastbourne Terrace London X0 W2 6LG | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-06-29 | 3,931 | $0.00 | 34,630 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-06-29 | 1,000 | $84.20 | 33,630 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | Disposition | 2021-06-29 | 3,931 | $0.00 | 3,931 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
- Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.
- Represents weighted average selling price. Securities sold through nine (9) separate sales on the transaction date at prices ranging from $84.00 to $84.35. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
- Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
- On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.
- This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.
Billionaire Hedge Funds
