Filing Details
- Accession Number:
- 0001225208-21-009990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-01 19:33:56
- Reporting Period:
- 2021-06-29
- Accepted Time:
- 2021-07-01 19:33:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1080992 | Iii C William Rhodes | 123 South Front Street Memphis TN 38103 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-29 | 4,492 | $425.11 | 23,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-29 | 792 | $1,502.60 | 22,598 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-29 | 1,300 | $1,501.44 | 21,298 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-29 | 2,400 | $1,500.50 | 18,898 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-06-30 | 173 | $425.11 | 19,074 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-06-30 | 47 | $1,492.22 | 19,121 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2021-06-30 | 8 | $0.00 | 19,129 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-06-30 | 73 | $1,500.38 | 19,056 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-30 | 100 | $1,502.01 | 18,956 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-06-29 | 4,492 | $0.00 | 4,492 | $425.11 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-06-30 | 173 | $0.00 | 173 | $425.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,708 | 2023-10-02 | No | 4 | M | Direct | |
14,535 | 2023-10-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100 | Indirect | As Co-Trustee for Siblings' Trust #2 |
Common Stock | 847 | Indirect | As Custodian for Son |
Common Stock | 1,720 | Indirect | As Trustee for Daughter's Trust |
Common Stock | 3,436 | Indirect | As Trustee for Descendants Trust |
Common Stock | 1,719 | Indirect | As Trustee for Son's trust |
Common Stock | 4,874 | Indirect | By Trust for Wife |
Common Stock | 3,219 | Indirect | GRAT #4 |
Common Stock | 3,723 | Indirect | GRAT #5 |
Footnotes
- Incudes 1,781 shares previously held by GRAT #4 and 1,277 shares previously held by GRAT #5 which were distributed to the reporting person on March 16, 2021 and April 6, 2021, respectively, in the form of a scheduled annuity payment.
- This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.17-$1,502.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.00-$1,501.90 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.
- Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 1, 2014.