Filing Details
- Accession Number:
- 0001209191-21-044561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-01 18:29:04
- Reporting Period:
- 2021-06-29
- Accepted Time:
- 2021-07-01 18:29:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1783032 | Elevation Oncology Inc. | ELEV | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172252 | N Andrew Schiff | C/O Aisling Capital Management Lp 888 Seventh Avenue, 12Th Floor New York NY 10106 | No | No | No | Yes | |
1250195 | Steve Elms | C/O Aisling Capital Management Lp 888 Seventh Avenue, 12Th Floor New York NY 10106 | Yes | No | No | Yes | |
1652910 | Aisling Capital Iv, Lp | 888 Seventh Avenue 12Th Floor New York NY 10106 | No | No | Yes | No | |
1737019 | Aisling Capital Partners Iv Llc | 888 Seventh Avenue 12Th Floor New York NY 10106 | No | No | Yes | No | |
1737020 | Aisling Capital Partners Iv, Lp | 888 Seventh Avenue 12Th Floor New York NY 10106 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-29 | 1,893,232 | $0.00 | 2,189,050 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-06-29 | 458,360 | $0.00 | 2,647,410 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-06-29 | 187,500 | $16.00 | 2,834,910 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2021-06-29 | 8,000,000 | $0.00 | 1,893,232 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-06-29 | 1,936,834 | $0.00 | 458,360 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.
- The securities are directly held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling, and Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms and may share voting power and dispositive powers over securities held by Aisling, and as a result, may be deemed to have beneficial ownership over such securities. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.