Filing Details
- Accession Number:
- 0001493152-21-015788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-30 19:01:17
- Reporting Period:
- 2021-06-29
- Accepted Time:
- 2021-06-30 19:01:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876343 | Lineage Cell Therapeutics Inc. | LCTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325697 | J Deborah Andrews | C/O Lineage Cell Therapeutics 2173 Salk Avenue, Suite 200 Carlsbad CA 92008 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2021-06-29 | 24,720 | $2.20 | 34,720 | No | 4 | M | Direct | |
Common Shares, No Par Value | Disposition | 2021-06-29 | 19,142 | $2.93 | 15,578 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option (right to buy) | Disposition | 2021-06-29 | 24,720 | $0.00 | 24,720 | $2.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-06-30 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average. These shares were sold in multiple transactions at a price of $2.93 or $2.935. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- This option became exercisable in four equal quarterly installments after the date of grant on July 1, 2016