Filing Details
- Accession Number:
- 0001213900-21-034883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-29 21:30:31
- Reporting Period:
- 2021-06-22
- Accepted Time:
- 2021-06-29 21:30:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1828805 | Aeluma Inc. | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455971 | N. Mark Tompkins | Apt. 1, Via Guidino 23 Lugano V8 6900 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2021-06-22 | 250,000 | $2.00 | 2,525,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2021-06-25 | 107,500 | $2.00 | 2,632,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These shares were purchased in the initial closing of the Issuer's private placement offering held on June 22, 2021.
- These shares were purchased in a second closing of the Issuer's private placement offering held on June 25, 2021.