Filing Details

Accession Number:
0001213900-21-034883
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-29 21:30:31
Reporting Period:
2021-06-22
Accepted Time:
2021-06-29 21:30:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828805 Aeluma Inc. NONE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1455971 N. Mark Tompkins Apt. 1, Via Guidino 23
Lugano V8 6900
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-06-22 250,000 $2.00 2,525,000 No 4 P Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-06-25 107,500 $2.00 2,632,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. These shares were purchased in the initial closing of the Issuer's private placement offering held on June 22, 2021.
  2. These shares were purchased in a second closing of the Issuer's private placement offering held on June 25, 2021.