Home > Insider Trading > Filing (0001209191-21-043860)

Filing Details

Accession Number:: 0001209191-21-043860
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-29 21:04:03
Reporting Period:: 2021-06-25

Accepted Time:: 2021-06-29 21:04:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569345	Sprinklr Inc.	CXM	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1199925	David R Tabors	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1199926	R Scott Tobin	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1485934	Battery Ventures Ix, L.p.	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1517640	Battery Investment Partners Ix, Llc	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1517642	Battery Partners Ix, Llc	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1548594	Battery Management Corp.	One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1844915	Battery Ventures Select Fund I, L.p.	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1845092	Battery Investment Partners Select Fund I, L.p.	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1869352	Battery Partners Select Fund I Gp, Llc	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1869424	Battery Partners Select Fund I, L.p.	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-06-25	41,041,031	$0.00	41,070,734	No	4	C	Indirect	By Battery Ventures IX, L.P.
Common Stock	Acquisiton	2021-06-25	410,373	$0.00	410,670	No	4	C	Indirect	By Battery Investment Partners IX, LLC
Common Stock	Acquisiton	2021-06-25	1,545,044	$0.00	2,407,137	No	4	C	Indirect	By Battery Ventures Select Fund I, L.P
Common Stock	Disposition	2021-06-25	152,806	$0.00	238,068	No	4	C	Indirect	By Battery Investment Partners Select Fund I, L.P.
Common Stock	Disposition	2021-06-25	41,070,734	$0.00	0	No	4	J	Indirect	By Battery Ventures IX, L.P.
Common Stock	Disposition	2021-06-25	410,670	$0.00	0	No	4	J	Indirect	By Battery Investment Partners IX, LLC
Common Stock	Disposition	2021-06-25	2,407,137	$0.00	0	No	4	J	Indirect	By Battery Ventures Select Fund I, L.P
Common Stock	Disposition	2021-06-25	238,068	$0.00	0	No	4	J	Indirect	By Battery Investment Partners Select Fund I, L.P.
Class A Common Stock	Acquisiton	2021-06-25	977,095	$16.00	977,095	No	4	P	Indirect	By Battery Ventures Select Fund I, L.P
Class A Common Stock	Acquisiton	2021-06-25	96,636	$16.00	96,636	No	4	P	Indirect	By Battery Investment Partners Select Fund I, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Battery Ventures IX, L.P.
No	4	C	Indirect	By Battery Investment Partners IX, LLC
No	4	C	Indirect	By Battery Ventures Select Fund I, L.P
No	4	C	Indirect	By Battery Investment Partners Select Fund I, L.P.
No	4	J	Indirect	By Battery Ventures IX, L.P.
No	4	J	Indirect	By Battery Investment Partners IX, LLC
No	4	J	Indirect	By Battery Ventures Select Fund I, L.P
No	4	J	Indirect	By Battery Investment Partners Select Fund I, L.P.
No	4	P	Indirect	By Battery Ventures Select Fund I, L.P
No	4	P	Indirect	By Battery Investment Partners Select Fund I, L.P.

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2021-06-25	19,846,041	$0.00	19,846,041	$0.00
Common Stock	Series A Preferred Stock	Disposition	2021-06-25	198,440	$0.00	198,440	$0.00
Common Stock	Series B Preferred Stock	Disposition	2021-06-25	14,321,250	$0.00	14,321,250	$0.00
Common Stock	Series B Preferred Stock	Disposition	2021-06-25	143,199	$0.00	143,199	$0.00
Common Stock	Series C Preferred Stock	Disposition	2021-06-25	6,473,307	$0.00	6,473,307	$0.00
Common Stock	Series C Preferred Stock	Disposition	2021-06-25	64,728	$0.00	64,728	$0.00
Common Stock	Series D Preferred Stock	Disposition	2021-06-25	287,166	$0.00	287,166	$0.00
Common Stock	Series D Preferred Stock	Disposition	2021-06-25	2,871	$0.00	2,871	$0.00
Common Stock	Series D-2 Preferred Stock	Disposition	2021-06-25	91,707	$0.00	91,707	$0.00
Common Stock	Series D-2 Preferred Stock	Disposition	2021-06-25	918	$0.00	918	$0.00
Common Stock	Series E-1 Preferred Stock	Disposition	2021-06-25	14,289	$0.00	14,289	$0.00
Common Stock	Series E-1 Preferred Stock	Disposition	2021-06-25	144	$0.00	144	$0.00
Common Stock	Series E-1 Preferred Stock	Disposition	2021-06-25	78,340	$0.00	78,340	$0.00
Common Stock	Series E-1 Preferred Stock	Disposition	2021-06-25	7,748	$0.00	7,748	$0.00
Common Stock	Series E-2 Preferred Stock	Disposition	2021-06-25	1,773	$0.00	1,773	$0.00
Common Stock	Series E-2 Preferred Stock	Disposition	2021-06-25	18	$0.00	18	$0.00
Common Stock	Series E-2 Preferred Stock	Disposition	2021-06-25	30,499	$0.00	30,499	$0.00
Common Stock	Series E-2 Preferred Stock	Disposition	2021-06-25	3,016	$0.00	3,016	$0.00
Common Stock	Series F Preferred Stock	Disposition	2021-06-25	5,498	$0.00	5,498	$0.00
Common Stock	Series F Preferred Stock	Disposition	2021-06-25	55	$0.00	55	$0.00
Common Stock	Series F Preferred Stock	Disposition	2021-06-25	1,436,205	$0.00	1,436,205	$0.00
Common Stock	Series F Preferred Stock	Disposition	2021-06-25	142,042	$0.00	142,042	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-06-25	41,070,734	$0.00	41,070,734	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-06-25	410,670	$0.00	410,670	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-06-25	2,407,137	$0.00	2,407,137	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-06-25	238,068	$0.00	238,068	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
41,070,734	No	4	J	Indirect
410,670	No	4	J	Indirect
2,407,137	No	4	J	Indirect
238,068	No	4	J	Indirect

Footnotes

Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.
The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.