Filing Details

Accession Number:
0001209191-21-043842
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-29 20:31:00
Reporting Period:
2021-06-28
Accepted Time:
2021-06-29 20:31:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1757932 Romeo Power Inc. RMO Motor Vehicle Parts & Accessories (3714) 832289787
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1835181 Michael Patterson C/O Romeo Power, Inc.
4380 Ayers Avenue
Vernon CA 90058
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-28 1,343,666 $4.09 13,972,489 No 4 M Direct
Common Stock Acquisiton 2021-06-28 268,733 $6.09 14,241,222 No 4 M Direct
Common Stock Disposition 2021-06-28 1,612,399 $8.51 12,628,823 No 4 S Direct
Common Stock Disposition 2021-06-28 250,000 $8.52 12,378,823 No 4 S Direct
Common Stock Disposition 2021-06-29 750,000 $8.22 11,628,823 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-06-28 1,343,666 $0.00 1,343,666 $4.09
Common Stock Stock Option (right to buy) Disposition 2021-06-28 268,733 $0.00 268,733 $6.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2027-08-24 No 4 M Direct
0 2028-01-11 No 4 M Direct
Footnotes
  1. Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.76 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  2. Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.15 to $8.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. This option is fully vested and exercisable.