Filing Details
- Accession Number:
- 0001209191-21-043842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-29 20:31:00
- Reporting Period:
- 2021-06-28
- Accepted Time:
- 2021-06-29 20:31:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1757932 | Romeo Power Inc. | RMO | Motor Vehicle Parts & Accessories (3714) | 832289787 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1835181 | Michael Patterson | C/O Romeo Power, Inc. 4380 Ayers Avenue Vernon CA 90058 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-28 | 1,343,666 | $4.09 | 13,972,489 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-28 | 268,733 | $6.09 | 14,241,222 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-28 | 1,612,399 | $8.51 | 12,628,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-28 | 250,000 | $8.52 | 12,378,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-29 | 750,000 | $8.22 | 11,628,823 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-28 | 1,343,666 | $0.00 | 1,343,666 | $4.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-28 | 268,733 | $0.00 | 268,733 | $6.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-08-24 | No | 4 | M | Direct | |
| 0 | 2028-01-11 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.76 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.15 to $8.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- This option is fully vested and exercisable.
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