Filing Details
- Accession Number:
- 0001773383-21-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-29 17:31:57
- Reporting Period:
- 2021-06-28
- Accepted Time:
- 2021-06-29 17:31:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1773383 | Dynatrace Inc. | DT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430692 | C Kevin Burns | C/O Dynatrace, Inc. 1601 Trapelo Road, Suite 116 Waltham MA 02451 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-28 | 129,500 | $16.00 | 232,108 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-28 | 129,500 | $60.08 | 102,608 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-28 | 29,551 | $33.03 | 132,159 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-28 | 29,551 | $60.08 | 102,608 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-06-28 | 129,500 | $0.00 | 129,500 | $16.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-06-28 | 29,551 | $0.00 | 29,551 | $33.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,500 | 2029-07-31 | No | 4 | M | Direct | |
| 88,649 | 2030-05-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Indirect | See Footnote |
Footnotes
- This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.
- The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Shares held by the Kevin C. Burns Irrevocable GST Trust of 2018. Judith Burns is the trustee of the Kevin C. Burns Irrevocable GST Trust of 2018. The Reporting Person may be deemed to have shared voting and investment power with respect to the shares held by such trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.
- Stock options granted on May 15, 2020, 25% of which vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.
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