Filing Details
- Accession Number:
- 0001104659-21-086850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-29 16:28:23
- Reporting Period:
- 2021-06-23
- Accepted Time:
- 2021-06-29 16:28:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1729750 | Kubient Inc. | KBNT | Services-Computer Integrated Systems Design (7373) | 821808844 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1795264 | Christopher Francia | C/O Kubient, Inc. 228 Park Avenue South, Suite 72602 New York NY 10003-1502 | Former Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-23 | 2,815 | $2.97 | 87,190 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-23 | 2,305 | $5.43 | 84,885 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-06-23 | 510 | $5.37 | 84,375 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-06-23 | 2,815 | $0.00 | 2,815 | $2.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-05-26 | No | 4 | M | Direct |
Footnotes
- The Reporting Person was granted options to purchase 3,223 shares on May 26, 2017. The options vested in monthly installments over four years, beginning on May 26, 2018, at the rate of 1/4th of the total number of shares on the first anniversary of May 26, 2017 and 1/48th of the total number of shares each month thereafter. The Reporting Person resigned from employment with the Issuer effective March 31, 2021 and, as of such date, only 2,815 of the options originally granted to the Reporting Person were fully vested.