Filing Details
- Accession Number:
- 0001562180-21-004553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-29 08:36:19
- Reporting Period:
- 2021-06-28
- Accepted Time:
- 2021-06-29 08:36:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1658035 | Ii Robert Walter Bashaw | C/O Ii-Vi Incorporated 375 Saxonburg Blvd Saxonburg PA 16056 | President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-28 | 5,000 | $18.73 | 45,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-28 | 3,189 | $71.83 | 41,870 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-28 | 1,711 | $72.51 | 40,159 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-28 | 100 | $73.29 | 40,059 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2021-06-28 | 5,000 | $0.00 | 5,000 | $18.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,800 | 2025-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 80 | Indirect | By Children |
| Common Stock | 1,400 | Indirect | By Spouse |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May12, 2021.
- Represents the weighted average of multiple sale transactions ranging in price from $71.20 to $72.19. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sale transactions ranging in price from $72.20 to $72.96. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sale transactions ranging in price from $73.28 to $73.31. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options vest in five equal annual installments beginning on November 7, 2016.
Billionaire Hedge Funds
