Filing Details
- Accession Number:
- 0001628280-21-013077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-28 18:18:33
- Reporting Period:
- 2021-06-28
- Accepted Time:
- 2021-06-28 18:18:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1516513 | Doximity Inc. | DOCS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1276600 | Khaled Nasr | C/O Interwest Partners 467 First Street, Suite 201 Los Altos CA 94022 | No | No | Yes | No | |
1443898 | Interwest Partners X Lp | C/O Interwest Partners 467 First Street, Suite 201 Los Altos CA 94022 | No | No | Yes | No | |
1460207 | Interwest Management Partners X, Llc | C/O Interwest Partners 467 First Street, Suite 201 Los Altos CA 94022 | No | No | Yes | No | |
1553019 | Keval Desai | C/O Interwest Partners 467 First Street, Suite 201 Los Altos CA 94022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-06-28 | 4,289,250 | $0.00 | 4,289,250 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2021-06-28 | 4,289,250 | $24.57 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Series A Preferred Stock | Disposition | 2021-06-28 | 13,296,504 | $0.00 | 13,296,504 | $0.00 |
Class B Common Stock | Series B Preferred Stock | Disposition | 2021-06-28 | 5,412,972 | $0.00 | 5,412,972 | $0.00 |
Class B Common Stock | Series C Preferred Stock | Disposition | 2021-06-28 | 2,736,772 | $0.00 | 2,736,772 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-06-28 | 21,446,248 | $0.00 | 21,446,248 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-06-28 | 4,289,250 | $0.00 | 4,289,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
21,446,248 | No | 4 | C | Direct | ||
17,156,998 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.
- These shares are directly held by InterWest Partners X, L.P. ("InterWest"). InterWest Management Partners X, LLC ("IMP X") is the general partner of InterWest. Gilbert H. Kliman is the Managing Director of IMP X. Keval Desai and Khaled Nasr are Venture Members of IMP X. Each of IMP X, Gilbert H. Kliman, Keval Desai and Khaled Nasr may be deemed to beneficially own the shares held by InterWest, and each of IMP X, Gilbert H. Kliman, Keval Desai and Khaled Nasr disclaims beneficial ownership of such shares, except to the extent of its or his pecuniary interest therein.
- These shares were sold by InterWest in connection with the Issuer's initial public offering ("IPO") at a net price per share of $24.57 (after underwriting discounts and commissions). InterWest was a selling stockholder in the IPO.
- Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Class B Common Stock on a one-for-one basis, immediately prior to the closing of the IPO. The shares of Preferred Stock have no expiration date.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.