Filing Details
- Accession Number:
- 0001628280-21-013075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-28 18:17:11
- Reporting Period:
- 2021-06-28
- Accepted Time:
- 2021-06-28 18:17:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1516513 | Doximity Inc. | DOCS | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1401366 | Emergence Capital Partners Ii Lp | C/O Emergence Capital 160 Bovet Road, Suite 300 San Mateo CA 94402 | No | No | Yes | No | |
1589107 | Emergence Equity Partners Ii, L.p. | C/O Emergence Capital 160 Bovet Road, Suite 300 San Mateo CA 94402 | No | No | Yes | No | |
1589115 | Emergence Gp Partners, Llc | C/O Emergence Capital 160 Bovet Road, Suite 300 San Mateo CA 94402 | No | No | Yes | No | |
1858911 | Emergence Capital Opportunity I, L.p. | C/O Emergence Capital 160 Bovet Road, Suite 300 San Mateo CA 94402 | Yes | No | No | No | |
1868563 | Emergence Equity Partners Vi, L.p. | C/O Emergence Capital 160 Bovet Road, Suite 300 San Mateo CA 94402 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-06-28 | 775,000 | $26.00 | 775,000 | No | 4 | P | Indirect | By Emergence Capital Opportunity I, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Emergence Capital Opportunity I, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Series A Preferred Stock | Disposition | 2021-06-28 | 13,296,504 | $0.00 | 13,296,504 | $0.00 |
Class B Common Stock | Series B Preferred Stock | Disposition | 2021-06-28 | 5,412,972 | $0.00 | 5,412,972 | $0.00 |
Class B Common Stock | Series C Preferred Stock | Disposition | 2021-06-28 | 4,756,302 | $0.00 | 4,756,302 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-06-28 | 23,465,778 | $0.00 | 23,465,778 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
24,102,728 | No | 4 | C | Indirect |
Footnotes
- Reflects shares of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), Emergence Capital Opportunity I, L.P. ("ECO I") purchased in the Issuer's initial public offering ("IPO") at the IPO price of $26.00 per share.
- These shares are held directly by ECO I. The sole general partner of ECO I is Emergence Equity Partners VI, L.P. ("EEP VI"), and the sole general partner of EEP VI is Emergence GP Partners, LLC ("EGP"). Each of EEP VI and EGP disclaims Section 16 beneficial ownership of the shares held by ECO I, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.
- Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the IPO. The shares of Preferred Stock have no expiration date.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
- These shares are held directly by Emergence Capital Partners II, L.P. ("ECP II"). The sole general partner of ECP II is Emergence Equity Partners II, L.P. ("EEP II"), and the sole general partner of EEP II is EGP. Each of EEP II and EGP disclaims Section 16 beneficial ownership of the shares held by ECP II, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.