Filing Details

Accession Number:
0001833465-21-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-28 16:40:22
Reporting Period:
2021-06-24
Accepted Time:
2021-06-28 16:40:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1833465 Steven Pantelick C/O Pubmatic, Inc.
3 Lagoon Drive, Suite 180
Redwood City CA 94065
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-06-24 25,000 $0.00 25,000 No 4 C Direct
Class A Common Stock Disposition 2021-06-24 16,912 $40.37 8,088 No 4 S Direct
Class A Common Stock Disposition 2021-06-24 7,788 $41.32 300 No 4 S Direct
Class A Common Stock Disposition 2021-06-24 300 $42.09 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2021-06-24 3,346 $0.00 3,346 $2.15
Class A Common Stock Class B Common Stock Acquisiton 2021-06-24 3,346 $0.00 3,346 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-06-24 3,346 $0.00 3,346 $0.00
Class B Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2021-06-24 21,654 $0.00 21,654 $3.89
Class A Common Stock Class B Common Stock Acquisiton 2021-06-24 21,654 $0.00 21,654 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-06-24 21,654 $0.00 21,654 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
171,654 2027-05-01 No 4 M Direct
270,010 No 4 M Direct
266,664 No 4 C Direct
178,346 2028-03-13 No 4 M Direct
288,318 No 4 M Direct
266,664 No 4 C Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.07 to $42.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
  5. The options are fully vested.
  6. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
  7. The options vest as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.