Filing Details
- Accession Number:
- 0000947871-21-000712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-25 19:08:22
- Reporting Period:
- 2021-06-23
- Accepted Time:
- 2021-06-25 19:08:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551986 | 9 Meters Biopharma Inc. | NMTR | Pharmaceutical Preparations (2834) | 273948465 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569590 | Ltd. Gp Israel Orbimed | 601 Lexington Avenue, 54Th Floor New York NY 10022-4629 | No | No | Yes | No | |
1569821 | Partnership Limited Gp Biofund Israel Orbimed | 601 Lexington Avenue, 54Th Floor New York NY 1022-4629 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-06-23 | 841,650 | $1.36 | 24,875,105 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2021-06-24 | 319,255 | $1.38 | 24,555,850 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2021-06-25 | 15,989,876 | $1.21 | 8,565,974 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 31,944 | Indirect | See Footnotes |
Footnotes
- These shares of the Issuer's common stock are held of record by OrbiMed Israel Partners Limited Partnership ("OIP"). OrbiMed Israel BioFund GP Limited Partnership ("OrbiMed BioFund") is the general partner of OIP, and OrbiMed Israel GP Ltd. ("OrbiMed Israel GP") is the general partner of OrbiMed BioFund.
- These shares of the Issuer's common stock are held of record by Nissim Darvish ("Darvish"). Pursuant to an agreement with OrbiMed BioFund and OrbiMed Israel GP, Darvish is obligated to transfer these securities, or the economic benefit thereof, to OrbiMed BioFund and OrbiMed Israel GP, which will in turn ensure that such securities or economic benefits are provided to OIP.
- This report is being jointly filed by OrbiMed BioFund and OrbiMed Israel GP. Each of the Reporting Persons and Darvish disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such person or entity, including the Reporting Persons, is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.