Filing Details
- Accession Number:
- 0000899243-21-025958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-25 16:05:54
- Reporting Period:
- 2021-06-09
- Accepted Time:
- 2021-06-25 16:05:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1745317 | Velodyne Lidar Inc. | VLDR | General Industrial Machinery & Equipment, Nec (3569) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1825969 | S. David Hall | 40 North Hill Court Oakland CA 94618 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-09 | 6,426 | $0.00 | 5,462,202 | No | 4 | M | Indirect | By Wife |
Common Stock | Acquisiton | 2021-06-10 | 4,438 | $0.00 | 5,458,971 | No | 4 | M | Indirect | By Wife |
Common Stock | Disposition | 2021-06-10 | 3,231 | $11.38 | 5,463,409 | No | 4 | S | Indirect | By Wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Wife |
No | 4 | M | Indirect | By Wife |
No | 4 | S | Indirect | By Wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2021-06-09 | 6,426 | $0.00 | 6,426 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2021-06-10 | 4,438 | $0.00 | 4,438 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2021-06-10 | 4,438 | $0.00 | 4,438 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2021-06-10 | 14,463 | $0.00 | 14,463 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,986 | No | 4 | M | Indirect | ||
4,438 | No | 4 | A | Indirect | ||
0 | No | 4 | M | Indirect | ||
14,463 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 59,244,378 | Direct |
Footnotes
- The Reporting Person's wife, Marta Thoma Hall, was granted 102,823 Restricted Stock Units ("RSUs") on September 29, 2020; each RSU represents a right to receive one share of Common Stock for each RSU. 25% of these RSUs were immediately exercisable. The 6,426 RSUs disposed of (and acquired as shares of Common Stock) which are reported in this Form 4 represent an additional 6.25% of the total grant which became exercisable and were released on June 9, 2021. 6.25% of the remaining RSUs in this grant continue to vest each three (3) months of continuous service.
- The Reporting Person's wife, Marta Thoma Hall, was granted 4,438 RSUs that were fully vested and released on the date of grant. Ms. Hall acquired and disposed of the RSUs on the same day. The acquisition and disposal are reported in Table II. The acquisition of the 4,438 shares of Common Stock underlying the RSUs is reported in Table 1.
- The Reporting Person's wife, Marta Thoma Hall, was granted 14,463 RSUs that will fully vest on June 10, 2022, or on the next Annual Stockholder Meeting of the Issuer, whichever is earlier.