Filing Details

Accession Number:
0000899243-21-025958
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-25 16:05:54
Reporting Period:
2021-06-09
Accepted Time:
2021-06-25 16:05:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745317 Velodyne Lidar Inc. VLDR General Industrial Machinery & Equipment, Nec (3569) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1825969 S. David Hall 40 North Hill Court
Oakland CA 94618
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-09 6,426 $0.00 5,462,202 No 4 M Indirect By Wife
Common Stock Acquisiton 2021-06-10 4,438 $0.00 5,458,971 No 4 M Indirect By Wife
Common Stock Disposition 2021-06-10 3,231 $11.38 5,463,409 No 4 S Indirect By Wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Wife
No 4 M Indirect By Wife
No 4 S Indirect By Wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2021-06-09 6,426 $0.00 6,426 $0.00
Common Stock Restricted Stock Unit Acquisiton 2021-06-10 4,438 $0.00 4,438 $0.00
Common Stock Restricted Stock Unit Disposition 2021-06-10 4,438 $0.00 4,438 $0.00
Common Stock Restricted Stock Unit Acquisiton 2021-06-10 14,463 $0.00 14,463 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,986 No 4 M Indirect
4,438 No 4 A Indirect
0 No 4 M Indirect
14,463 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 59,244,378 Direct
Footnotes
  1. The Reporting Person's wife, Marta Thoma Hall, was granted 102,823 Restricted Stock Units ("RSUs") on September 29, 2020; each RSU represents a right to receive one share of Common Stock for each RSU. 25% of these RSUs were immediately exercisable. The 6,426 RSUs disposed of (and acquired as shares of Common Stock) which are reported in this Form 4 represent an additional 6.25% of the total grant which became exercisable and were released on June 9, 2021. 6.25% of the remaining RSUs in this grant continue to vest each three (3) months of continuous service.
  2. The Reporting Person's wife, Marta Thoma Hall, was granted 4,438 RSUs that were fully vested and released on the date of grant. Ms. Hall acquired and disposed of the RSUs on the same day. The acquisition and disposal are reported in Table II. The acquisition of the 4,438 shares of Common Stock underlying the RSUs is reported in Table 1.
  3. The Reporting Person's wife, Marta Thoma Hall, was granted 14,463 RSUs that will fully vest on June 10, 2022, or on the next Annual Stockholder Meeting of the Issuer, whichever is earlier.