Filing Details
- Accession Number:
- 0001365466-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-05 12:52:15
- Reporting Period:
- 2011-05-03
- Filing Date:
- 2011-05-05
- Accepted Time:
- 2011-05-05 12:52:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364856 | Monarch Financial Holdings Inc. | MNRK | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365466 | Neal E Crawford | 1101 Executive Boulevard Chesapeake VA 23320 | President Of Monarch Bank | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-03 | 250 | $8.25 | 10,655 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | $8.00 | 1988-08-08 | 1988-08-08 | 125 | 40 | Direct |
Common Stock | stock options | $7.64 | 2003-12-14 | 2013-12-13 | 11,880 | 11,880 | Direct |
Common Stock | stock options | $9.04 | 2005-09-14 | 2015-09-13 | 8,250 | 20,130 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1988-08-08 | 125 | 40 | Direct |
2013-12-13 | 11,880 | 11,880 | Direct |
2015-09-13 | 8,250 | 20,130 | Direct |
Footnotes
- The full name of the Series B Preferred Stock is "7.80% Noncumulative Convertible Perpetual Preferred Stock."
- The Series B Preferred Stock is exercisable immediately and has no expiration date.
- Each share of Series B Preferred Stock is convertible to 3.125 shares of the underlying security.