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Filing Details

Accession Number:: 0001399529-21-000125
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-24 21:25:57
Reporting Period:: 2021-06-22

Accepted Time:: 2021-06-24 21:25:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1399529	Dicerna Pharmaceuticals Inc	DRNA	Pharmaceutical Preparations (2834)	205993609

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1813985	M. Regina Paglia	C/O Dicerna Pharmaceuticals, Inc. 75 Hayden Avenue Lexington MA 02421	Chief Human Resources Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-06-22	13,750	$12.93	14,019	No	4	M	Direct
Common Stock	Acquisiton	2021-06-22	2,279	$22.58	16,298	No	4	M	Direct
Common Stock	Acquisiton	2021-06-22	2,406	$24.05	18,704	No	4	M	Direct
Common Stock	Disposition	2021-06-22	13,555	$37.10	5,149	No	4	S	Direct
Common Stock	Disposition	2021-06-22	4,880	$36.71	269	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-06-22	13,750	$0.00	13,750	$12.93
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-06-22	2,279	$0.00	2,279	$22.58
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-06-22	2,406	$0.00	2,406	$24.05

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
85,000	2029-02-28	No	4	M	Direct
50,221	2030-01-07	No	4	M	Direct
55,094	2031-01-11	No	4	M	Direct

Footnotes

The Reporting Person sold an aggregate of 18,435 shares of Common Stock on June 22, 2021 (the "Shares Sold") as reported in this Form 4. The Shares Sold represent 7.75% of 237,824 shares of Common Stock, which is the number of shares of Common Stock owned by the Reporting Person prior to the Shares Sold transaction reported in this Form 4, as well as shares issuable upon exercise or settlement of vested and unvested options and restricted stock units held by the Reporting Person as of the date of this report.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.35, inclusive. The Reporting Person undertakes to provide to Dicerna Pharmaceuticals, Inc., any security holder of Dicerna Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $36.625 to $36.865, inclusive. The Reporting Person undertakes to provide to Dicerna Pharmaceuticals, Inc., any security holder of Dicerna Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The option vested 25% on the first year anniversary of the vesting start date of February 19, 2019 and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject in each case to the Reporting Person's continued service with the Issuer through each applicable vesting date.
The option vests in 48 substantially equal monthly installments, with the first installment vesting on the last day of January 2020, and the remaining vesting on the last day of each of the 47 months thereafter; subject in each case to the Reporting Person's continued service with the Issuer through each applicable vesting date.
The option vests in 48 substantially equal monthly installments, with the first installment vesting on the last day of January 2021, and the remaining shares vesting on the last day of each of the 47 months thereafter; subject in each case to the Reporting Person's continued employment or service with the Issuer through each applicable vesting date.