Filing Details

Accession Number:
0001640147-21-000142
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-24 20:08:17
Reporting Period:
2021-06-22
Accepted Time:
2021-06-24 20:08:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640147 Snowflake Inc. SNOW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402349 Michael Scarpelli C/O Snowflake Inc.
106 East Babcock Street, Suite 3A
Bozeman MT 59715
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-06-22 1,744 $8.88 126,639 No 4 M Direct
Class A Common Stock Disposition 2021-06-22 1,344 $250.12 125,295 No 4 S Direct
Class A Common Stock Disposition 2021-06-22 400 $251.71 124,895 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-06-22 1,744 $0.00 1,744 $8.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,560,599 2029-08-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 160,558 Indirect Trust
Class A Common Stock 595,607 Indirect Trust
Class A Common Stock 9,686 Indirect Trust
Class A Common Stock 2,755 Indirect Trust
Class A Common Stock 9,686 Indirect Trust
Class A Common Stock 2,755 Indirect Trust
Class A Common Stock 9,686 Indirect Trust
Class A Common Stock 2,755 Indirect Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $250.00 to $250.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
  3. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $251.565 to $251.855, inclusive.
  4. The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.
  5. The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.
  6. The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
  7. The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
  8. The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
  9. The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
  10. The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.
  11. The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
  12. The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.