Filing Details
- Accession Number:
- 0001006837-21-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-24 18:51:53
- Reporting Period:
- 2021-06-22
- Accepted Time:
- 2021-06-24 18:51:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006837 | Hc2 Holdings Inc. | HCHC | Fabricated Structural Metal Products (3440) | 541708481 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1077812 | A Avram Glazer | C/O Woods Ovatt Gilman Llp 700 Crossroads Building Rochester NY 14614 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-22 | 15,492 | $4.00 | 2,905,741 | No | 4 | P | Indirect | Avram Glazer Irrevocable Exempt Trust |
Common Stock | Acquisiton | 2021-06-23 | 27,725 | $3.99 | 2,933,466 | No | 4 | P | Indirect | Avram Glazer Irrevocable Exempt Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Avram Glazer Irrevocable Exempt Trust |
No | 4 | P | Indirect | Avram Glazer Irrevocable Exempt Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 56,303 | Direct | |
Common Stock | 18,983,954 | Indirect | Lancer Capital |
Footnotes
- Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
- The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.965 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The reported shares are held by Lancer Capital LLC ("Lancer"). The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer. The Reporting Person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.