Filing Details
- Accession Number:
- 0001562180-21-004478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-24 16:10:36
- Reporting Period:
- 2021-06-22
- Accepted Time:
- 2021-06-24 16:10:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1568100 | Pagerduty Inc. | PD | Services-Prepackaged Software (7372) | 272793871 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1773239 | Howard Wilson | C/O Pagerduty, Inc. 600 Townsend St., Suite 200 San Francisco CA 94103 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-22 | 8,170 | $2.00 | 297,548 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-22 | 15,817 | $45.01 | 281,731 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-23 | 6,830 | $2.00 | 288,561 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-23 | 6,830 | $45.15 | 281,731 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-06-22 | 8,170 | $2.00 | 8,170 | $2.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-06-23 | 6,830 | $2.00 | 6,830 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 305,994 | 2026-12-29 | No | 4 | M | Direct | |
| 299,164 | 2026-12-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50 | Indirect | by spouse |
Footnotes
- A portion of these shares represent restricted stock units.
- The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.
Billionaire Hedge Funds
