Filing Details

Accession Number:
0001127602-11-015234
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-05 11:45:31
Reporting Period:
2011-05-03
Filing Date:
2011-05-05
Accepted Time:
2011-05-05 11:45:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466258 Ingersoll-Rand Plc IR Auto Controls For Regulating Residential & Comml Environments (3822) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1476241 D Todd Wyman C/O Ingersoll-Rand Company
One Centennial Avenue
Piscataway NJ 08854
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2011-05-03 10,000 $36.00 13,626 No 4 M Direct
Ordinary Shares Disposition 2011-05-03 10,000 $50.98 3,626 No 4 S Direct
Ordinary Shares Acquisiton 2011-05-03 1,343 $31.59 4,969 No 4 M Direct
Ordinary Shares Disposition 2011-05-03 1,343 $50.98 3,626 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2011-05-03 10,000 $0.00 10,000 $36.00
Ordinary Shares Stock Option (Right to Buy) Disposition 2011-05-03 1,343 $0.00 1,343 $31.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,000 2019-12-01 No 4 M Direct
12,086 2020-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 461 Indirect By Plan Trustee
2009 - 2011 Performance Share Units 6,331 Direct
2010 - 2012 Performance Share Units 9,496 Direct
2011 - 2013 Performance Share Units 7,395 Direct
Ordinary Shares (Employment Rsus) 15,000 Direct
Ordinary Shares (Restricted Share Units) 7,048 Direct
Footnotes
  1. The reported price is the weighted average price for the transactions on May 3, 2011. The range of prices for the transactions is from $50.96 to $51.00 per share. Information regarding the number of shares disposed at each separate price will be provided upon request of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
  2. The reported price is the weighted average price for the transactions on May 3, 2011. The range of prices for the transactions is from $50.96 to $51.00 per share. Information regarding the number of shares disposed at each separate price will be provided upon request of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
  3. Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
  4. Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2012.
  5. Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2013.
  6. Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2014.
  7. These restricted share units vest on December 2, 2012, the third anniversary of the date of grant.
  8. Restricted Share Units vest in three (3) equal annual installments beginning on the first anniversary of the date of grant. Upon vesting, each unit is convertible into one (1) ordinary share of the Issuer.
  9. The options vest in five equal annual installments beginning on December 2, 2010.
  10. The options vest in three equal annual installments beginning on February 16, 2011.