Filing Details

Accession Number:
0000950103-21-009258
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-23 19:02:09
Reporting Period:
2021-06-21
Accepted Time:
2021-06-23 19:02:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344018 A Jack Pacheco C/O Smart Global Holdings, Inc.
39870 Eureka Drive
Newark CA 94560
Evp, Coo, Pres Smart Mem No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2021-06-21 7,500 $21.55 98,652 No 4 M Direct
Ordinary Shares Disposition 2021-06-21 7,500 $43.96 91,152 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2021-06-21 7,500 $0.00 7,500 $21.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,000 2029-01-22 No 4 M Direct
Footnotes
  1. The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $43.73 to $44.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.