Filing Details
- Accession Number:
- 0001567619-21-012537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-23 17:08:16
- Reporting Period:
- 2021-06-21
- Accepted Time:
- 2021-06-23 17:08:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 882361 | Aptose Biosciences Inc. | APTO | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1761449 | Warren Whitehead | C/O Aptose Biosciences Inc. 251 Consumers Road, Suite 1105 Toronto A6 M2J 4R3 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2021-06-21 | 15,400 | $3.35 | 24,600 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2021-06-22 | 9,600 | $3.24 | 15,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Converted from Canadian sale price of C$4.146 using an exchange rate of C$1.2377 = US$1.00.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from C$4.12 to C$4.16, inclusive. The reporting person undertakes to provide to Aptose Biosciences Inc., any security holder of Aptose Biosciences Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- Converted from Canadian sale price of C$4.002 using an exchange rate of C$1.2356 = US$1.00.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from C$3.99 to C$4.12, inclusive. The reporting person undertakes to provide to Aptose Biosciences Inc., any security holder of Aptose Biosciences Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above
Billionaire Hedge Funds
