Filing Details

Accession Number:
0000899243-21-025516
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-23 16:42:54
Reporting Period:
2021-06-21
Accepted Time:
2021-06-23 16:42:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1550695 Performant Financial Corp PFMT () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1132655 L.p. Ii. Investors Parthenon C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1311576 Pcap Partners Ii, Llc C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1311577 Pcap Ii, Llc C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1555301 Pcp Managers, L.p. C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1666602 Pcp Managers Gp, Llc C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2021-06-21 100,737 $3.31 12,260,317 No 4 S Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Disposition 2021-06-22 40,362 $3.30 12,219,955 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote.
  2. Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein.