Filing Details
- Accession Number:
- 0001213900-21-033705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-23 10:06:04
- Reporting Period:
- 2021-06-21
- Accepted Time:
- 2021-06-23 10:06:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1784168 | Forum Merger Iii Corp | FIII | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1701748 | Marshall Kiev | C/O Forum Merger Iii Corporation 1615 South Congress Avenue, Suite 103 Delray Beach FL 33445 | Co-Ceo And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-06-21 | 500,000 | $9.85 | 500,000 | No | 4 | P | Indirect | By West Branch Investors, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By West Branch Investors, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 616,250 | Indirect | By Forum Investors III LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.275 to $10.080, inclusive. The reporting person undertakes to provide to Forum Merger III Corporation ("Forum"), any security holder of Forum, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Represents 616,250 shares of Class A common stock included in the Private Placement Units, as described under the heading "Description of Securities" in Forum's registration statement on Form S-1 (File No. 333-240171), which are held by Forum Investors III LLC (the "Sponsor"). Mr. Kiev is a managing member of Forum Capital Management III LLC, which is the managing member of the Sponsor. As such, Mr. Kiev may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Kiev disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.