Filing Details
- Accession Number:
- 0000950103-21-009205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-22 20:46:35
- Reporting Period:
- 2021-06-17
- Accepted Time:
- 2021-06-22 20:46:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535527 | Crowdstrike Holdings Inc. | CRWD | Services-Prepackaged Software (7372) | 453788918 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1808921 | J. Michael Carpenter | C/O Crowdstrike Holdings, Inc. 150 Mathilda Place, Suite 300 Sunnyvale CA 94086 | Pres., Glbal Sales & Fld Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-06-17 | 25,000 | $0.00 | 211,072 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 600 | $232.67 | 210,472 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 2,100 | $234.06 | 208,372 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 1,900 | $235.14 | 206,472 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 2,400 | $236.13 | 204,072 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 1,800 | $236.94 | 202,272 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 2,700 | $238.13 | 199,572 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 3,500 | $239.16 | 196,072 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 8,500 | $240.10 | 187,572 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-17 | 1,500 | $240.91 | 186,072 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-06-21 | 3,125 | $0.00 | 189,197 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-06-21 | 400 | $231.89 | 188,797 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-21 | 1,050 | $233.13 | 187,747 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-21 | 1,633 | $234.30 | 186,114 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-21 | 2,065 | $235.47 | 184,049 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-21 | 2,661 | $236.37 | 181,388 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-21 | 5,565 | $237.49 | 175,823 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-06-21 | 1,110 | $238.09 | 174,713 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Options (Right to Buy) | Disposition | 2021-06-17 | 25,000 | $0.00 | 25,000 | $1.76 |
| Class A Common Stock | Class B common stock | Acquisiton | 2021-06-17 | 25,000 | $1.76 | 25,000 | $0.00 |
| Class A Common Stock | Class B common stock | Disposition | 2021-06-17 | 25,000 | $0.00 | 25,000 | $0.00 |
| Class B Common Stock | Restricted Stock Units | Disposition | 2021-06-20 | 3,125 | $0.00 | 3,125 | $0.00 |
| Class A Common Stock | Class B common stock | Acquisiton | 2021-06-20 | 3,125 | $0.00 | 3,125 | $0.00 |
| Class A Common Stock | Class B common stock | Disposition | 2021-06-21 | 3,125 | $0.00 | 3,125 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 58,295 | 2027-02-04 | No | 4 | M | Direct | |
| 25,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 15,625 | No | 4 | M | Direct | ||
| 3,125 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The Class B common stock was converted into Class A common stock on a one-for-one basis.
- Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and includes 735 shares of Class A common stock acquired under the CrowdStrike Holdings, Inc. 2019 Employee Stock Purchase Plan on June 10, 2021.
- These transactions were executed in multiple trades at prices ranging from $232.60 to $233.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $233.60 to $234.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $234.61 to $235.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $235.61 to $236.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $236.61 to $237.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $237.63 to $238.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $238.63 to $239.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $239.63 to $240.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $240.67 to $241.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $231.42 to $232.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $232.65 to $233.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $233.71 to $234.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $234.87 to $235.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $235.87 to $236.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $236.93 to $237.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $237.95 to $238.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.
- Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
- RSUs convert into Class B common stock on a one-for-one basis.
- The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter.
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