Filing Details

Accession Number:
0001209191-21-042580
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-22 20:06:45
Reporting Period:
2021-06-17
Accepted Time:
2021-06-22 20:06:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1643269 Sumo Logic Inc. SUMO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278477 Sydney Carey 305 Main Street
Redwood City CA 94063
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-17 12,681 $19.10 411,152 No 4 S Direct
Common Stock Disposition 2021-06-18 4,235 $22.01 406,917 No 4 S Direct
Common Stock Disposition 2021-06-21 2,187 $22.00 404,730 No 4 S Direct
Common Stock Disposition 2021-06-22 4,046 $22.03 400,684 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares sold to cover tax obligations in connection with the vesting of RSUs.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $19.09 to $19.375 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
  4. Includes 139 shares acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2021.
  5. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 6, 2021.
  6. This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  7. This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  8. This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.