Filing Details
- Accession Number:
- 0001209191-21-042593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-22 20:24:18
- Reporting Period:
- 2021-06-16
- Accepted Time:
- 2021-06-22 20:24:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006028 | Pure Bioscience Inc. | PURE | Miscellaneous Chemical Products (2890) | 330530289 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1623609 | Y Tom Lee | 1807 San Gabriel Blvd. San Gabriel CA 91776 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-16 | 35,998 | $0.43 | 4,732,366 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-06-18 | 150,000 | $0.00 | 150,000 | $0.45 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-06-18 | 200,000 | $0.00 | 200,000 | $0.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,000 | 2031-06-18 | No | 4 | A | Direct | |
200,000 | 2031-06-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,401,951 | Indirect | By Plum Investments, L.P. |
Common Stock | 1,000,000 | Indirect | By Kamika Shay Lee Trust Dated July 1, 2019 |
Common Stock | 1,000,000 | Indirect | By Karissa Shay Lee Trust Dated July 1, 2019 |
Common Stock | 1,000,000 | Indirect | By Tessa Melody Shin Trust Dated February 12, 2020 |
Common Stock | 717,665 | Indirect | By wife |
Footnotes
- This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $0.425 to $0.438. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Mr. Lee is the general partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P.
- Mr. Lee is a trustee of the Kamika Shay Lee Trust Dated July 1, 2019, Karissa Shay Lee Trust Dated July 1, 2019 and Tessa Melody Shin Trust Dated February 12, 2020 and has voting and dispositive power with respect to these shares
- The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023.
- The option shares shall vest and become exercisable in four equal installments on September 18, 2021, December 18, 2021, March 18, 2022 and June 18, 2022.