Filing Details
- Accession Number:
- 0001209191-21-042583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-22 20:08:19
- Reporting Period:
- 2021-06-17
- Accepted Time:
- 2021-06-22 20:08:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1643269 | Sumo Logic Inc. | SUMO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398231 | D Steven Fitz | 305 Main Street Redwood City CA 94063 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-06-17 | 6,046 | $19.10 | 230,901 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-18 | 34,437 | $1.92 | 265,338 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-18 | 50,311 | $22.00 | 215,027 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-21 | 11,638 | $1.92 | 226,665 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-21 | 16,916 | $22.00 | 209,749 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-18 | 34,437 | $0.00 | 34,437 | $1.92 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-21 | 11,638 | $0.00 | 11,638 | $1.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 663,892 | 2026-12-05 | No | 4 | M | Direct | |
| 652,254 | 2026-12-05 | No | 4 | M | Direct |
Footnotes
- Shares sold to cover tax obligations in connection with the vesting of RSUs.
- This sale price represents the weighted average sale price of the shares sold ranging from $19.102 to $19.106 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Includes 957 shares acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2021.
- Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
- This sale price represents the weighted average sale price of the shares sold ranging from $21.33 to $22.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.005 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The shares underlying this option vested as to 1/4th of the total shares on November 5, 2019 with 1/48th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.
Billionaire Hedge Funds
